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The Disruptive Impact of FinTech on Retirement Systems
This chapter examines the regulatory and market structure concerns raised by automated financial advisors, and arrives at two conclusions. First, the principles-based regulatory approach of the 1940 Investment Advisors Act in the U.S. appears adequate and sufficiently flexible to address the new issues raised by automation, at least for now. Second, there is a pressing need to develop new mechanisms for encouraging investment robo-advisors (and financial advisors generally) to provide highdoi:10.1093/oso/9780198845553.003.0009 fatcat:gg4egwm3ircgnhzzw3bulouxwe