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Distributed information organization and management framework for regulation compliance

Jie Wang, J.O. Leckie, K.H. Law, G. Wiederhold
2004 37th Annual Hawaii International Conference on System Sciences, 2004. Proceedings of the  
This paper will describe a prototype distributive regulation framework for: (1) the management of regulations and related information to support compliance assistance; (2) an Internet-based information  ...  Focusing on environmental regulations related to hazardous waste management, we investigate the issues towards building an information infrastructure for a compliance assistance framework.  ...  This research focuses on topics that are related to building a distributed information management framework for hazardous waste regulation compliance.  ... 
doi:10.1109/hicss.2004.1265314 dblp:conf/hicss/WangLLW04 fatcat:oqs7ljrovvcp3dkfmjeebpy2ki

A distributed requirements management framework for legal compliance and accountability

Travis D. Breaux, Annie I. Antón, Eugene H. Spafford
2009 Computers & security  
Individuals responsible for ensuring compliance and accountability currently lack sufficient guidance and support to manage their legal obligations within relevant information systems.  ...  Increasingly, regulations are requiring organizations to comply with the law and account for their actions.  ...  Management Framework Our proposed distributed requirements management framework provides traceability from the regulations that govern organizations to the decisions of actors that assign obligations to  ... 
doi:10.1016/j.cose.2008.08.001 fatcat:5rkadc5nbragtadkszo6xujf5e

Analysis of Problematic Issues in Building an Effective Bank Compliance System

Vladlen V. Zhukov, Olena V. Kotsiuba
2018 Problemi Ekonomiki  
Compliance risks that are subject to analysis and planning within the framework of a compliance system include legal, reputational, operational, informational, and money laundering risk.  ...  Compliance control is aimed at ensuring conformity of actions of a bank's management with domestic regulations.  ...  Management must control the distribution of insider information not only within the framework of the bank's relations with external counterparties but also within units and departments.  ... 
doi:10.32983/2222-0712-2018-4-226-232 fatcat:gsti3x3o4nbf5ipxzq2psrhnp4

Compliance Issues in Higher Education

Petra Benedek
2016 Practice and Theory in Systems of Education  
In brief, better organized and integrated IT controls generally lead to better compliance all over the business.  ...  The last few years' empirical research and benchmark studies demonstrate how organizations are confused about the use of compliance controls.  ...  Compliance issues and challenges The top compliance challenges for organizations are partly external and partly internal.  ... 
doi:10.1515/ptse-2016-0008 fatcat:rqdyweptifgeba5crov5gxlvli

Tomorrow's privacy: information security at South African universities—implications for biomedical research

Dominique Anderson, Oluwafemi Peter Abiodun, Alan Christoffels
2020 International Data Protecion Law  
Comprehensive information and communication technology (ICT) frameworks exist, such as COBIT 5 and ISO27001, and are aligned to King IV TM for ICT governance, Prince2 for project management, and the NIST  ...  A qualitative exploratory analysis of information security management at universities in South Africa, using a Technology, Organisation, and Environment model, highlights the need for maintaining the security  ...  With regards to POPIA, information management is not outlined in the Act itself but must be implemented for compliance.  ... 
doi:10.1093/idpl/ipaa007 fatcat:zzuqfrfogrdypovoqgj3gxpoue

Towards a Strategic IT GRC Framework for Healthcare Organizations

Fawaz Alharbi, Mohammed Nour A. Sabra, Nawaf Alharbe, Abdulrahman A. Almajed
2022 International Journal of Advanced Computer Science and Applications  
In almost 71% of healthcare organizations, IT governance, risk management, and compliance are integrated.  ...  The Governance, Risk, and Compliance (GRC) Model focused on integrating that ability to achieve organizational goals.  ...  Future work of our study includes the development of tools that integrate all the contexts to support healthcare organizations for better utilization of IT GRC concepts.  ... 
doi:10.14569/ijacsa.2022.0130125 fatcat:jqhihrgdafdtheilyihplxpeai

REGNET: Regulatory information management, compliance and analysis

Kincho H. Law, Gloria Lau, Shawn Kerrigan, Julia A. Ekstrom
2014 Government Information Quarterly  
To illustrate, this paper discusses the applications of information technology for selected services related to regulations, such as compliance assistance, comparison of regulation from diverse sources  ...  This paper describes a research effort that aims to develop information infrastructure and tools to facilitate access, compliance and analysis of government regulations.  ...  The authors gratefully acknowledge the supports from the National Science Foundation (Contract Numbers EIA-9983368, EIA-0085998, and IIS-0811460).  ... 
doi:10.1016/j.giq.2014.01.006 fatcat:uuwb77u4cvfqfe72bxzfvkkksi

Information Systems for the Governance of Compliant Service Systems [chapter]

Eric Dubois
2014 Lecture Notes in Computer Science  
The traditional role of an Information System (IS) is to support operation and management within an organization.  ...  In the presentation, we will discuss the specific role that IS can also play to support the management aspects related to the governance of an organization regarding its compliance to norms and regulations  ...  Renault, and A. Rifaut,  ... 
doi:10.1007/978-3-319-07881-6_1 fatcat:xhaskgqqmrhvhdad2qcaydzvle

COMPLIANCE PROGRAM IN LATVIAS' BANKING SECTOR: THE RESULTS OF A SURVEY

Arnis Lagzdins, Biruta Sloka
2012 European Integration Studies  
The survey is carried out through a structured questionnaire to get information on presence of the compliance framework and its implementation.  ...  The goal of the survey is to identify how compliance program is organized and how banks are designing this program as a compliance risk management tool to better prepare for demanding regulatory requirements  ...  Latvian regulator FCMC doesn't distinguish levels of compliance function and don't use compliance program as an instrument for compliance risk management.  ... 
doi:10.5755/j01.eis.0.6.1612 fatcat:cjvigprlcrawzedkdjkdlrgqge

Emerging Challenges in Information Systems Research for Regulatory Compliance Management [chapter]

Norris Syed Abdullah, Shazia Sadiq, Marta Indulska
2010 Lecture Notes in Computer Science  
Managing regulatory compliance is increasingly challenging and costly for organizations world-wide.  ...  The results provide insights into problematic areas within the compliance management domain, as related to regulatees, regulations and IT compliance management solutions.  ...  The core issues related to top level management beliefs and mindset. The board often sees compliance as one of the least value-added activities for the organization.  ... 
doi:10.1007/978-3-642-13094-6_21 fatcat:balydnqcu5fhllitduhonsjwlu

The Establishment of GRC Integrated Approach in Iranian bank's for Smoothing the Interaction with the International Banking System

Seyed Mehdi Hosseiny, Sheida Asli, Mohammad Rajabi, Sholeh Asli
2018 Journal of Management Research  
for the success of any organization.  ...  In today's complex global business environment, having a clear vision of information and corporate governance approach, management and ensure the performance of compliance, risk and accepting it, are essential  ...  Provide the basis for an effective corporate governance framework; The corporate governance framework should be transparent and increase market efficiency, compliance with the rules and regulations, and  ... 
doi:10.5296/jmr.v10i1.12172 fatcat:mbqfjkndtzhr7gbxun5tye2l7y

REGNET

Kincho H. Law, Gloria Lau
2012 Proceedings of the 6th International Conference on Theory and Practice of Electronic Governance - ICEGOV '12  
To illustrate, this paper discusses the applications of information technology for selected services related to regulations, such as compliance assistance, comparison of regulation from diverse sources  ...  This paper describes a research effort that aims to develop information infrastructure and tools to facilitate access, compliance and analysis of government regulations.  ...  and Informatics program) for their encouragement and supports.  ... 
doi:10.1145/2463728.2463764 dblp:conf/icegov/LawL12 fatcat:sv4rujon7nbpxlh7ppset5s2pq

Governance, Risk, and Compliance in Cloud Scenarios

Knud Brandis, Srdan Dzombeta, Ricardo Colomo-Palacios, Vladimir Stantchev
2019 Applied Sciences  
Given its intrinsic distributed nature, regulations and laws may differ and customers and cloud providers must find a way to balance increasing compliance pressures with cloud computing benefits.  ...  compliance management.  ...  Acknowledgments: Authors would like to thank subjects for the contributions provided. Conflicts of Interest: The authors declare no conflict of interest.  ... 
doi:10.3390/app9020320 fatcat:urjokgaoincqvhqadgoqkf7xee

CONVERGENCE AND DIVERGENCE OF REGULATORY COMPLIANCE AND CYBERSECURITY

2021 Issues in Information Systems  
The lack of harmonization between regulations makes it challenging to keep pace with regulatory obligations, especially for multinational organizations that do business across different countries.  ...  Case #7: Managing cybersecurity and compliance in a largely unregulated playing field.  ...  Different risk management practices Regulation and regulatory management must be sensitive to risks in self-regulated organizations.  ... 
doi:10.48009/1_iis_2021_10-50 fatcat:brxp3ykqgjhgjitbzygn32kujy

Preface

John J. Ritsko, Alex Birman
2007 IBM Systems Journal  
In ''Best practices and tools for personal information compliance management,'' Kudo et al. describe two tools they developed to support compliance with regulations concerning the handling of personal  ...  In ''Seeing is believing: Designing visualizations for managing risk and compliance,'' Bellamy et al. argue that visually oriented user interfaces can facilitate the management of complex, distributed  ... 
doi:10.1147/sj.462.0203 fatcat:np4om53pbnfmrihesckl6nkxfm
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