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Is Continuous Compliance Assurance Possible?

Joseph M. D'Alessandro, Cynthia D. Tanner, Bonnie W. Morris, Tim Menzies
2009 2009 Sixth International Conference on Information Technology: New Generations  
Embedding a monitoring mechanism, such as our Continuous Compliance Assurance (CCA) module, into a technology solution for inter-organizational information sharing, if not too costly in processing, would  ...  ensure appropriately timed compliance enforcement.  ...  The inclusion of our Continuous Compliance Assurance (CCA) mechanism provides existing information sharing facilities with an internal audit capability.  ... 
doi:10.1109/itng.2009.270 dblp:conf/itng/DAlessandroTMM09 fatcat:ksd3ry2ybvbn3iqmnwgvcz6ofa

Continuous compliance: a proxy-based monitoring framework [article]

Julien Vedani, Fabien Ramaharobandro
2013 arXiv   pre-print
Within the Own Risk and Solvency Assessment framework, the Solvency II directive introduces the need for insurance undertakings to have efficient tools enabling the companies to assess the continuous compliance  ...  In this article, we first outline the principles of the continuous compliance requirement then we propose and implement a possible monitoring tool enabling to approximate the eligible elements and the  ...  Continuous compliance The requirement for continuous compliance is introduced in Article 45(1)(b) of the Solvency II Directive [6] : "As part of its risk-management system every insurance undertaking  ... 
arXiv:1309.7222v2 fatcat:l2qzb4ra7vbancy7ghk7tpdizu

Enabling Trust through Continuous Compliance Assurance

Bonnie Morris, Cynthia Tanner, Joseph D'Alessandro
2010 2010 Seventh International Conference on Information Technology: New Generations  
In an effort to foster trusted information sharing we propose a trusted enclave with an embedded Continuous Compliance Assurance (CCA) mechanism as a technology solution.  ...  The CCA mechanism if not too costly in processing, would assure compliance to all regulatory policies regarding the data to be shared.  ...  Introduction Continuous compliance assurance (CCA) refers to the active process of continuously testing and verifying compliance with established policies by an independent or objective third party.  ... 
doi:10.1109/itng.2010.172 dblp:conf/itng/MorrisTD10 fatcat:lop2ewevanbnvgkrhd2qkkw6du

Continuous Compliance using Calculated Event Log Layers [article]

Teemu Lehto, Johan Myrberger, Apoorva Pandey
2021 arXiv   pre-print
Continuous compliance using calculated event log layers brings compliance into a continuous mode, where risk vectors become visible in real-time data and actions are taken continuously and proficiently  ...  Continuous compliance is also explored from the viewpoint of Trade Compliance with a case study.  ...  existing irregularity as well as to continuously develop the whole continuous compliance process.  ... 
arXiv:2110.00411v1 fatcat:ysvjlhzbwbbgxphzaulscr2s4u

Continuous Process Compliance Using Model Driven Engineering [chapter]

Fahad Rafique Golra, Fabien Dagnat, Reda Bendraou, Antoine Beugnard
2017 Lecture Notes in Computer Science  
This article presents a framework for modeling software development processes that ensures their continuous compliance to an adopted standard from specification to execution.  ...  We argue that compliance assurance should be dealt by the process modeling methodologies implicitly to facilitate correct by construction approach for process development.  ...  Continuous process compliance We propose continuous process compliance through the use of correct by construction approach that we call compliance by construction.  ... 
doi:10.1007/978-3-319-66854-3_4 fatcat:3rzaszqq2zaplfgcrtiwzcayaa

GDPR Compliance in the Context of Continuous Integration [article]

Ze Shi Li, Colin Werner, Neil Ernst, Daniela Damian
2020 arXiv   pre-print
In particular, there is no information on small and medium enterprises (SMEs), which represent the majority of organizations in the EU, nor on organizations that practice continuous integration.  ...  While some studies have relied on surveys or interviews to find general implications of the GDPR, there is a lack of in-depth studies that investigate compliance practices and compliance challenges of  ...  Continuous compliance prescribes continuous verification of a software for regulatory compliance.  ... 
arXiv:2002.06830v1 fatcat:nx5yoovxrnanfc6c363ahl25we

Advancing access to restricted data: compliance, regulations, continuous monitoring….Oh my!!

Janet Heslop
2020 Zenodo  
In this presentation I will show how and why CRADC's clientele continues to grow exponentially; discuss compliancy, regulations and standards based upon a specific data provider agreement; and review the  ...  need for continuous monitoring.  ...  Compliance is not about adhering to static checklists or generating unnecessary FISMA reporting paperwork.  ... 
doi:10.5281/zenodo.3780847 fatcat:dxouu6waobanfnhp3sa3hi7m4e

Continuous positive airway pressure treatment for sleep apnoea: compliance increases with time in continuing users

M. Sucena
2006 European Respiratory Journal  
In conclusion, very long-term compliance with continuous positive airway pressure increases by a mean of 8 min?day -1 per year of follow-up in patients with sleep apnoea syndrome.  ...  Continuous positive airway pressure (CPAP) remains the best treatment for sleep apnoea syndrome (SAS).  ...  day -1 each year of continuing therapy on very long-term follow-up. FIGURE 1 . 1 Yearly compliance of 204 patients versus time after continuous positive airway pressure (CPAP) onset.  ... 
doi:10.1183/09031936.06.00087705 pmid:16585083 fatcat:fbhhgwchzre4llrrwjby6oovnm

SEC's short selling crackdown highlights role of inspections in enforcement actions and continuing need for compliance vigilance

Elizabeth Gray, Daniel Schloendorn, Howard Kramer
2013 Journal of Investment Compliance  
KEY TAKEAWAY: CONTINUING VIGILANCE OVER COMPLIANCE These 23 enforcement actions highlight the need to review existing compliance programs to ensure that proper procedures are in place regarding short selling  ...  over witting or unwitting compliance violations.  ... 
doi:10.1108/joic-10-2013-0039 fatcat:x4xj5cxrsvg6tdkxuwkocuum7a


P Smith, C Lettieri, S Raiciulescu, S McGrath, A Holley, S Williams, T Andrada, J Collen
2017 Sleep  
Continuous positive airway pressure (CPAP) remains the treatment of choice for obstructive sleep apnea (OSA). Although it is an effective treatment, adherence is poor.  ...  Compliance was defined in two ways: "CMS compliance" (4+ hours of PAP use for 21/30 consecutive days within the first 90 days of PAP initiation) and "all compliance" (4+ hours of PAP use for 21/30 consecutive  ...  Mean overall percent compliance and percent compliance greater than 4 hours per night was measured at 7 and 30 days. Groups were compared using the Student's t-test.  ... 
doi:10.1093/sleepj/zsx050.524 fatcat:bc4cvursn5aw3gapcrfnnu6q3a


2007 Issues in Information Systems  
The Continuous Auditing Web Services model (CAWS) provides a framework for considering how to efficiently manage and automate financial reporting.  ...  The resulting comprehensive IT support for financial reporting, auditing, internal control, and monitoring functions will enable corporations to achieve SOX compliance in a timely, sustainable and cost-effective  ...  To summarize, IT-based continuous auditing functionality is a strategy for companies to reach sustainable compliance. Continuous online auditing reduces the time and costs of ongoing audits.  ... 
doi:10.48009/2_iis_2007_430-436 fatcat:ys6fmh5kx5ajjlp4flrldl56hi

Usefulness of reinforcing interventions on continuous positive airway pressure compliance

Anna Lo Bue, Adriana Salvaggio, Serena Iacono Isidoro, Salvatore Romano, Oreste Marrone, Giuseppe Insalaco
2014 BMC Pulmonary Medicine  
OSAS, obstructive sleep apnea syndrome; CPAP, continuous positive airway pressure; BMI, body mass index; ESS, Epworth Sleepiness Score.  ...  Although mortality risk associated with OSA tends to disappear from the age of 50, it has been suggested that OSA treatment by continuous positive airway pressure (CPAP) improves survival even in older  ...  Abbreviations CPAP: Continuous positive airway pressure; EDS: Excessive daytime sleepiness; ESS: Epworth sleepiness scale; HRQoL: Health related quality of life; OSA: Obstructive sleep apnea.  ... 
doi:10.1186/1471-2466-14-78 pmid:24885065 pmcid:PMC4016649 fatcat:lbjpvbcpbjfq5caawxjqp7yghe

Assessment of the relationship between age and continuous intracranial compliance

K L Kiening, W Schoening, A W Unterberg, J F Stover, G Citerio, P Enblad, P Nilssons, Brain-IT Group
2005 Acta Neurochirurgica Supplementum  
The aim of this open, descriptive and prospective study was to determine if the new monitoring parameter "continuous intracranial compliance (cICC)" decreases with age in patients with traumatic brain  ...  Changes in continuous intracranial compliance (cICC) determined at three ICP levels (ICP 10, 20, 30 mmHg).  ...  With increasing ICP, cICC was significantly decreased (ANOVA on ranks, p < 0:05) Assessment of the relationship between age and continuous intracranial compliance 295  ... 
pmid:16463868 fatcat:xtvtugg64bhhhhja5frcuf6fqy

Strategies to improve continuous positive airway pressure compliance: A review

Christina Michele DiNapoli
2014 Journal of Nursing Education and Practice  
Continuous positive airway pressure (CPAP) is the gold standard of treatment for patients diagnosed with significant Obstructive Sleep Apnea (OSA).  ...  Improvements in CPAP compliance will positive impact patients, patient's families and the health care system.  ...  Spousal collaboration has also been shown to increase CPAP compliance.  ... 
doi:10.5430/jnep.v4n7p62 fatcat:kk2peq5j45aadebfbqnzdo2m2a

Impact of Zaleplon on Continuous Positive Airway Pressure Therapy Compliance

John G. Park, Eric J. Olson, Timothy I. Morgenthaler
2013 Journal of Clinical Sleep Medicine (JCSM)  
Impact of zaleplon on continuous positive airway pressure therapy compliance.  ...  J Clin Sleep Med 2013;9(5):439-444. Impact of Zaleplon on Continuous Positive AirwayPressure Therapy Compliance John G. Park, M.D., F.A.A.S.M.; Eric J.  ... 
doi:10.5664/jcsm.2660 pmid:23674934 pmcid:PMC3629317 fatcat:ih4ervwg3fh5fmjcbatmnizqxq
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